Nationwide Service


We Represent Investors Anywhere in the Country

The rules of FINRA arbitration dictate that the final hearing takes place in the FINRA service location closest to where the Claimant (the investor) lives. However, every other aspect of the proceeding is handled on the FINRA web portal and over the phone. This means we can represent investors nationwide.


Wisconsin Service Areas

 Adell WI Securities Lawyers
 Ashippun WI Securities Lawyers
 Brownsville WI Securities Lawyers
 Cascade WI Securities Lawyers
 Cedarburg WI Securities Lawyers
 Dousman WI Securities Lawyers
  Antioch IL Investment Attorney’s
  Bay Shore WI Investment Attorney’s
  Beaver Dam WI Investment Attorney’s
  Belgium WI Investment Attorney’s
  Big Bend WI Investment Attorney’s
  Brandon WI Investment Attorney’s
  Bristol WI Investment Attorney’s
  Burlington WI Investment Attorney’s
  Burnett WI Investment Attorney’s
  Cedar Grove WI Investment Attorney’s
  Clinton WI Investment Attorney’s
  Darien WI Investment Attorney’s
  Delafield WI Investment Attorney’s
  Eden WI Investment Attorney’s
  Fairwater WI Investment Attorney’s
  Fond Du Lac WI Investment Attorney’s
  Fontana WI Investment Attorney’s
  Fox Lake WI Investment Attorney’s
  Franksville WI Investment Attorney’s
  Fredonia WI Investment Attorney’s
  Germantown WI Investment Attorney’s
  Hales Corners WI Investment Attorney’s
  Hartland WI Investment Attorney’s
  Horicon WI Investment Attorney’s
  Investment Attorneys in Camp Lake
  Investment Attorneys in Clyman
  Investment Attorneys in Elm Grove
  Investment Attorneys in Franklin
  Investment Attorneys in Genesee Depot
  Investment Attorneys in Hustisford
  Investment Attorneys in Juneau
  Investment Attorneys in Kansasville
  Investment Attorneys in Lake Geneva
  Investment Attorneys in Markesan
  Investment Attorneys in Milton
  Investment Attorneys in New Berlin
  Investment Attorneys in North Prairie
  Investment Attorneys in Rochester
  Investment Attorneys in Saint Cloud
  Investment Attorneys in Sharon
  Investment Attorneys in Sheboygan Falls
  Investment Attorneys in Somers
  Investment Attorneys in Twin Lakes
  Investment Attorneys in Wadsworth
  Investment Attorneys in Williams Bay
  Kohler WI Investment Attorney’s
  Lake Villa IL Investment Attorney’s
  Lomira WI Investment Attorney’s
  Lyons WI Investment Attorney’s
  Menomonee Falls WI Investment Attorney’s
  Merton WI Investment Attorney’s
  Mount Calvary WI Investment Attorney’s
  Mukwonago WI Investment Attorney’s
  Neosho WI Investment Attorney’s
  North Lake WI Investment Attorney’s
  Oak Creek WI Investment Attorney’s
  Oakfield WI Investment Attorney’s
  Okauchee WI Investment Attorney’s
  Oostburg WI Investment Attorney’s
  Palmyra WI Investment Attorney’s
  Pell Lake WI Investment Attorney’s
  Port Washington WI Investment Attorney’s
  Random Lake WI Investment Attorney’s
  Reeseville WI Investment Attorney’s
  Richfield WI Investment Attorney’s
  Salem WI Investment Attorney’s
  Springfield WI Investment Attorney’s
  Sullivan WI Investment Attorney’s
  Thiensville WI Investment Attorney’s
  Trevor WI Investment Attorney’s
  Union Grove WI Investment Attorney’s
  Watertown WI Investment Attorney’s
  Wausau WI Investment Attorney’s
  West Bend WI Investment Attorney’s
  Wilmot WI Investment Attorney’s
  Zion IL Investment Attorney’s
 Green Bay WI Securities Lawyers
 Greendale WI Securities Lawyers
 Hanover WI Securities Lawyers
 Hartford WI Securities Lawyers
 Helenville WI Securities Lawyers
 Investment Attorney’s in Whitefish Bay
 Investment Lawyers near Allenton
 Investment Lawyers near Avalon
 Investment Lawyers near Bassett
 Investment Lawyers near Beloit
 Investment Lawyers near Brookfield
 Investment Lawyers near Colgate
 Investment Lawyers near Cudahy
 Investment Lawyers near Delavan
 Investment Lawyers near Eau Claire
 Investment Lawyers near Fort Atkinson
 Investment Lawyers near Glenbeulah
 Investment Lawyers near Grafton
 Investment Lawyers near Hingham
 Investment Lawyers near Ixonia
 Investment Lawyers near Jefferson
 Investment Lawyers near Johnson Creek
 Investment Lawyers near Kenosha
 Investment Lawyers near Lebanon
 Investment Lawyers near Lowell
 Investment Lawyers near Newburg
 Investment Lawyers near Randolph
 Investment Lawyers near Rubicon
 Investment Lawyers near Saukville
 Investment Lawyers near South Milwaukee
 Investment Lawyers near Spring Grove
 Investment Lawyers near Sussex
 Investment Lawyers near Waldo
 Investment Lawyers near Walworth
 Investment Lawyers near Waterford
 Jackson WI Securities Lawyers
 Janesville WI Securities Lawyers
 Lake Mills WI Securities Lawyers
 Lannon WI Securities Lawyers
 Mayville WI Securities Lawyers
 Nashotah WI Securities Lawyers
 Pleasant Prairie WI Securities Lawyers
 Racine WI Securities Lawyers
 Sheboygan WI Securities Lawyers
 Silver Lake WI Securities Lawyers
 Slinger WI Securities Lawyers
 Stock Fraud Attorney’s Benet Lake 53102
 Stock Fraud Attorney’s Butler 53007
 Stock Fraud Attorney’s Caledonia 53108
 Stock Fraud Attorney’s Cambridge 53523
 Stock Fraud Attorney’s Campbellsport 53010
 Stock Fraud Attorney’s Eagle 53119
 Stock Fraud Attorney’s East Troy 53120

Do I have an investment fraud case?

Whether you are an investor who feels you have been wronged by a broker or a broker who has been wronged by an investment company.  We can properly guide you at Halling & Cayo, S.C..  Our Securities Litigation team has more than 60 years of combined experience litigating these disputes in State and Federal Courts and Arbitrations throughout the United States.

Securities Fraud Cases

Outcome: FINRA Arbitration award of $311,000

Outcome: FINRA Arbitration award of $227,500 against the Broker/Dealer and a substantial recovery through confidential settlement.

Outcome: Judgment of $345,276 in an adversary proceeding in the Eastern District of Wisconsin Bankruptcy Court.

Outcome: Substantial recovery through confidential settlement before trial.

Outcome: Award of $186,391.50 in a FINRA arbitration.

Outcome: Multiple actions, in court and arbitration, resulted in recoveries through settlements and arbitration awards in excess of $500,000.

Outcome: Substantial recovery via confidential settlement before trial.

How we can help with your case:

WE ONLY GET PAID IF WE WIN. Our fee is a % of what we actually recover for you. No fee upfront. If you have been a victim of Securities Fraud, contact one of the attorneys in Halling & Cayo’s Securities Litigation and Arbitration practice group at 414-755-5020 or securities@hallingcayo.com.

Investment fraud examples

  • Misrepresentations, Customer Specific and Reasonable Basis Unsuitability. A high net-worth individual was sold a private placement via memorandum for a product which was not suitable for him nor had the placement agent sufficiently investigated the company underlying the product to justify the risk/return offered.
  • Breach of Fiduciary Duty. We represented the beneficiaries of a Trust in which the broker, while exercising discretion over the account, mismanaged the Trust’s funds by leaving the investments primarily in equities despite an obligation to protect funds for specific bequests set forth in the Trust. There was also a claim against the corporate trustee for failure to properly discharge its duties.
  • Uniform Securities Law Violation and Unjust Enrichment.  A case originally brought in State Court for misrepresentations and unjust enrichment in the sale of a Tenants in Common interest for commercial real estate. When the defendant filed bankruptcy, an adversary proceeding was brought to obtain recovery for the Plaintiffs.
  • Negligence/ Unsuitable Recommendations. A claim in FINRA arbitration for unsuitable recommendations in the clients variable annuity account. The unsuitable investments included numerous leveraged and inverse exchange traded funds (ETFs).
  • Misrepresentations/ Unsuitable Recommendations.  The claims involved unsuitable recommendations and misrepresentations in the sale of non-traded real estate investment trusts (REITS) and a private placement (PPM).
invest fraud recovery

Our Fees

WE ONLY GET PAID IF WE WIN. Our fee is a % of what we actually recover for you. No fee upfront and Free case evaluations.

securities laws and regulations

Securities Updates/News

Updates and news including information about bringing a claim, recent changes to securities laws and regulations, and recent decisions from Federal and State Courts.

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Contact Us

Contact our Securities Arbitration Team for a FREE CASE EVALUATION.