Our Fees

us_finra.jpgIf you believe that you have been the victim of losses in your investments due to negligence, misrepresentations, or fraud by your broker or investment adviser you can contact one of the Securities Litigation Lawyers at Halling & Cayo, S.C.

Our securities litigation lawyers have been representing investors for more than 20 years and have recovered millions of dollars for our clients with no fee up-front.


For any client with a potential securities claim, we will provide:

  1. Free consultation to discuss and review your claim.
  2. An explanation of the time, commitment and process for FINRA arbitration (the most common forum for these claims). See “What is FINRA Arbitration” and “What to expect in FINRA arbitration” for more information.
  3. WE ONLY GET PAID IF WE WIN. Our fee is a % of what we actually recover for you. No fee upfront.

We understand that by the time you have realized what has happened in your account, the last thing you want to do is throw more money at a lawyer trying to recover what was lost. That is why we work on a contingent fee basis for these claims. This aligns our interests with yours, which is to resolve the matter as quickly as possible for as large a recovery as possible. You can see here, Representative Cases, examples of cases from over the years where our team has recovered millions of dollars for investors that have been the victims of misconduct by their brokers and investment advisers. Call us to set up your free consultation.