Securities Law Updates/News

THe Securities Lawyers at Halling & Cayo are working with members of congress to help protect investors. We will be meeting with legislative offices on…

Sean Sweeney Apr 29, 2019

In late January, 2019, those people that invested in BR 1355 First Avenue Development, LLC as Tenants-in-Common (TIC) or through the purchase of 12% Subordinate…

Seth Hill Apr 23, 2019

Edward Earl Matthes (“Ed Matthes”), an Oconomowoc based Broker and Registered Investment Advisor, has been barred by the Financial Industry Regulatory Authority (“FINRA”).  According to…

Seth Hill Apr 01, 2019

The Direxion Daily S P Oil Gas Exp. Prod. Bull and Bear 3X Shares ETF claims to seek daily investment results, before fees and expenses,…

Seth Hill Apr 01, 2019

Even experienced brokers and advisors can have a difficult time evaluating whether the activity in their customers' accounts with their prior brokers was appropriate or…

Sean Sweeney Mar 31, 2019

Buying on margin is the purchase of an asset by using leverage and borrowing the balance from the broker’s firm.  Before one can buy on…

Kenneth Baker Mar 19, 2019

The advisors operating out of the Appleton Branch for Wells Fargo on Westhill Boulevard have had numerous customer complaints and disciplinary issues.  If you were a…

Sean Sweeney Feb 25, 2019

Everyone wants to make a quick buck and get in on the deal of the century.  Human nature being what it is, if a registered…

Daniel O'Brien Feb 06, 2019

From Peter Sayer’s Guide to Investment Strategy.  If you spot any of these risk factors in your portfolio, you may be exposed to unsafe risk and…

Kenneth Baker Jan 25, 2019

Your broker is not a used car salesmen, she has duties to you her client, which include only recommending suitable investments, or investments that…

Sean Sweeney Jan 17, 2019

MessageOur Staff

At The Securities Lawyers, you get hands-on involvement from a partner level attorney. If I'm on your case, there will be associates and paralegals assisting, but I will be the one trying your case, negotiating settlements, and mediating your case. Sean M. Sweeney

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Milwaukee Office

320 E Buffalo St
Ste 611
Milwaukee, WI 53202

Open Saturday and Sunday for calls and emails.

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Milwaukee Office

320 E Buffalo St
Ste 611
Milwaukee, WI 53202

Open Saturday and Sunday for calls and emails.

More Info Directions (414) 755-5020