Securities Law Updates/News

Buying on margin is the purchase of an asset by using leverage and borrowing the balance from the broker’s firm.  Before one can buy on…

Kenneth Baker Mar 19, 2019

The advisors operating out of the Appleton Branch for Wells Fargo on Westhill Boulevard have had numerous customer complaints and disciplinary issues.  If you were a…

Sean Sweeney Feb 25, 2019

Everyone wants to make a quick buck and get in on the deal of the century.  Human nature being what it is, if a registered…

Daniel O'Brien Feb 06, 2019

From Peter Sayer’s Guide to Investment Strategy.  If you spot any of these risk factors in your portfolio, you may be exposed to unsafe risk and…

Kenneth Baker Jan 25, 2019

Your broker is not a used car salesmen, she has duties to you her client, which include only recommending suitable investments, or investments that…

Sean Sweeney Jan 17, 2019

We see it all too often, an elderly couple or investor taken advantage by a broker gone bad, putting them in unsuitable investments, churning their…

Daniel O'Brien Jan 17, 2019

Sean Sweeney and the Securities Lawyers at Halling & Cayo are investigating potential claims regarding Summit Investment Management, LTD, based in Milwaukee, Wisconsin and sales…

Sean Sweeney Jan 15, 2019

NorthStar Healthcare Income, Inc. is a publicly registered non-traded real estate investment trust (REIT).  According to its prospectus, Northstar REIT was formed as a Maryland…

Seth Hill Jan 15, 2019

Mutual funds and Exchange Traded Funds are two of the most common investment products that investors use to seek growth.  Their names are often confused…

Kenneth Baker Jan 02, 2019

One of the most important items to check off your checklist when considering your retirement is to know your broker.  Some of us may know…

Kenneth Baker Dec 28, 2018

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At The Securities Lawyers, you get hands-on involvement from a partner level attorney. If I'm on your case, there will be associates and paralegals assisting, but I will be the one trying your case, negotiating settlements, and mediating your case. Sean M. Sweeney

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Milwaukee Office

320 E Buffalo St
Ste 611
Milwaukee, WI 53202

Open Today 8:00am - 5:00pm

Open Saturday and Sunday for calls and emails.

More Info Directions (414) 755-5020