Recover Sheaff Brock Investment Losses
By Sean Sweeney on November 02, 2016
The Securities Lawyers at Halling & Cayo are investigating investment losses suffered by customers of Sheaff Brock, an investment advisory firm utilizing TD Ameritrade as its trading platform. Investment advisors like Sheaff Brock have a fiduciary duty to their clients to ensure that each investment decision they make is appropriate for and in the best interests of their clients.
Sheaff Brock has invested its clients in a series of options strategies that go by names such as Iron Condor Overlay, Put Income Overlay, and Index Spread Overlay. This kind of Options trading is typically only appropriate for a very small portion of investors that have extremely high risk tolerances and long term investing horizons.
The market has gained an average of more than 7% returns over the last 5 years and yet some investors, put into overly risking options trading strategies, despite promises of guaranteed returns, have lost significant sums. Halling & Cayo S.C. is researching bringing claims on behalf of individual(s) and/or a group of investors for recovery of their funds. Most customers will have signed a FINRA arbitration agreement to resolve disputes, including claims for reimbursement of these types of investment losses. As the SEC reminds investors, it can be important to find an attorney that “specializes in resolving securities complaints.”
If you were a customer of Sheaff Brock and suffered investment losses, please contact Attorney Sean M. Sweeney at 414-755-5020 or firstname.lastname@example.org.
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“At The Securities Lawyers, you get hands-on involvement from a partner level attorney. If I'm on your case, there will be associates and paralegals assisting, but I will be the one trying your case, negotiating settlements, and mediating your case.” Sean M. Sweeney