When disputes arise between brokers and investors, arbitration is typically processed by the Financial Industry Regulatory Authority (FINRA) This self-regulating body is counterbalanced by the Public Investors Arbitration Bar Association (PIABA) to serve the interests of investors. PIABA is critical in protecting the rights of investors not only during arbitration but in regards to new laws and regulations that are being developed.
Understanding Your Rights
“At The Securities Lawyers, you get hands-on involvement from a partner level attorney. If I'm on your case, there will be associates and paralegals assisting, but I will be the one trying your case, negotiating settlements, and mediating your case.” Sean M. Sweeney